Geronimo Law provides comprehensive legal services in the field of securities law and investment transactions. Our team understands the complex regulatory landscape governing securities offerings, compliance, and investment activities. We assist a diverse range of clients, including issuers, investors, broker-dealers, and investment advisors, in navigating the legal intricacies of securities and investment matters.
Our practice covers various areas, including:
We offer guidance and support in securities offerings, including initial public offerings (IPOs), private placements, and securities crowdfunding. Our team assists clients in navigating regulatory requirements, drafting offering documents, ensuring compliance with securities laws, and addressing due diligence and disclosure obligations.
Staying compliant with securities regulations is crucial for issuers, broker-dealers, and investment advisors. We provide advice on securities compliance matters, including registration and reporting obligations, insider trading regulations, anti-fraud provisions, and compliance with the Securities and Exchange Commission (SEC) rules and regulations.
We assist clients in the establishment, structuring, and operation of investment funds. Our team provides guidance on fund formation, compliance with regulatory requirements, drafting offering documents, and addressing governance and fiduciary duty obligations.
We offer legal support to investment advisors and registered investment companies. Our team advises clients on regulatory compliance, disclosure requirements, investment management agreements, and client interactions. We help clients navigate the evolving regulatory landscape and ensure compliance with financial and securities regulations.
